Job Description
Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities. Accountabilities Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems to. Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct. Conduct investigation of compliance risk events or breaches. Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences. Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank’s internal policies are aligned with international standards, including jurisdictional requirements. Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management. Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime.
Assistant Vice President Expectations
To advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness. Collaborate closely with other functions/ business divisions. Lead a team performing complex tasks, using well developed professional knowledge and skills to deliver on work that impacts the whole business function. Set objectives and coach employees in pursuit of those objectives, appraisal of performance relative to objectives and determination of reward outcomes If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard.
The four LEAD behaviours are:
- L – Listen and be authentic
- E – Energise and inspire
- A – Align across the enterprise
- D – Develop others
OR for an individual contributor, they will lead collaborative assignments and guide team members through structured assignments, identify the need for the inclusion of other areas of specialisation to complete assignments. They will identify new directions for assignments and/ or projects, identifying a combination of cross functional methodologies or practices to meet required outcomes. Consult on complex issues; providing advice to People Leaders to support the resolution of escalated issues. Identify ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda. Take ownership for managing risk and strengthening controls in relation to the work done. Perform work that is closely related to that of other areas, which requires understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function. Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategy. Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises (in other areas, teams, companies, etc).to solve problems creatively and effectively. Communicate complex information. 'Complex' information could include sensitive information or information that is difficult to communicate because of its content or its audience. Influence or convince stakeholders to achieve outcomes. All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave. As a Country Compliance Western Europe AVP, you will support and work with the head of Western Europe Country Compliance as part of a small and dynamic team. There will be close interaction with European compliance colleagues requiring excellent coordination and communication skills. This is a high-exposure role within a challenging banking environment and we are looking for a candidate that will be tested daily on his/her ability to deliver quality, to tight deadlines while communicate effectively with senior stakeholders.
To be successful as Country Compliance Western Europe AVP, you must have:
The suitable candidate will possess fluency in English and French (oral and written) and display a high level of analytical thinking, together with a high standard of judgement, problem solving and persuasion skills. Exposure and experience working in Financial Services experience, ideally gained in the legal and / or compliance function of a French investment bank or a regional subsidiary of an international financial institution or at a major law firm, if combined with banking background and / or stages in relevant business or infrastructure areas of a financial institution. Some other highly valued skills may include: Strong interpersonal skills, including communication capacities and good self-confidence as well as a hands-on approach and service-oriented mentality, initiative and autonomy.
This role is located in Paris.
Minimum salary: €56,000 The minimum salary information above includes only annual full-time equivalent base salary and typically represents the lowest level of pay for this role. The actual pay rate will reflect the responsibility level of the role and experience level of the individual. It does not include any other type of compensation or benefits that may be available.
Barclays employees are also eligible for a suite of competitive country-specific benefits.
This position is eligible for an incentive award.
Our Work Experience is the combination of everything that's unique about us: our culture, our core values, our company meetings, our commitment to sustainability, our recognition programs, but most importantly, it's our people. Our employees are self-disciplined, hard working, curious, trustworthy, humble, and truthful. They make choices according to what is best for the team, they live for opportunities to collaborate and make a difference, and they make us the #1 Top Workplace in the area.
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Barclays Europe Country Compliance in Paris employeur : 6287 BBIe SVT Activity
Travailler chez Barclays à Paris en tant que Relationship Support Manager offre une opportunité unique de s'épanouir dans un environnement dynamique et collaboratif. L'entreprise valorise le développement professionnel, offrant des formations continues et des possibilités d'évolution de carrière, tout en favorisant une culture d'intégrité et d'excellence. Avec des avantages compétitifs et un engagement envers la durabilité, Barclays se positionne comme un employeur de choix pour ceux qui cherchent à établir des relations significatives et à contribuer à un impact positif.
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Équipe de recrutement de 6287 BBIe SVT Activity